Compliance Manager is a flexible and highly adaptable compliance-rule and guideline builder. It provides asset managers and compliance officers with the necessary tools to demonstrate robust risk-management controls to clients and regulators.
Our powerful system allows for simple and efficient customization without the need of IT support or programming skills. Use our pre-set "out of the box" rules for fast adoption, and then build the perfect system to meet your needs, adding new rules as required.
By integrating seamlessly with third-party data sources, Compliance Manager also facilitates streamlined workflow, saving time and improving operational efficiencies.Our real-time compliance monitoring significantly reduces exposure to potential legal liability.
Compliance Manager provides automated, paperless checking of all compliance validation rules, and efficient, fast generation of compliance reports. Reduce risk of errors, remain current and increase your productivity with our pre- and post-trade compliance functionality.
Through allocation of roles and responsibility, Compliance Manager helps you avoid conflict of interest. Our automated system provides a comprehensive audit trail and notifies appropriate personnel in an efficient manner should any compliance rule be breached.
Compliance Manager provides the security and flexibility you need to confidently manage the complex and geographically diverse financial instruments and assets in today's diverse client portfolios.